Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 23, 2017 indicate that Wisconsin-based TradingBlock broker Timothy Miller has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Miller (CRD# 2650611).
Timothy Miller has spent 21 years in the securities industry and has been registered with TradingBlock in Neenah, Wisconsin since 2012. Previous registrations include brokersXpress in Neenah, Wisconsin; Stifel Nicolaus & Company in Kimberly, Wisconsin; and Everen Securities in St. Louis, Missouri. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination). He is a registered broker with seven US states and territories: Arizona, Florida, Massachusetts, Michigan, Minnesota, North Carolina and Wisconsin.
According to his BrokerCheck report, he has received three customer complaints.
In 2016 a customer alleged Timothy Miller, while employer at brokersXpress, committed fraud, acted negligently, and breached his fiduciary duty. The complaint settled in 2017 for $165,000.
In 2015 a customer alleged Timothy Miller, while employer at brokersXpress, acted negligently, breached his fiduciary duty, and committed fraud, resulting in losses. The complaint settled in 2016 for $160,000.
In 2010 a customer alleged Timothy Miller, while employer at Stifel Nicolaus & Company, executed unauthorized trades, made misrepresentations of material facts, recommended unsuitable investments, and effected excessive trades. The complaint settled in 2011 for $39,000.
If you have lost money investing with Timothy Miller, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.