Articles Tagged with Worden Capital Management

Richard Reynolds Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 27, 2019 indicate that New York-based Worden Capital Management broker Richard Reynolds has received new pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Reynolds (CRD# 2162706).

Richard Reynolds has spent 25 years in the securities industry and has been registered with Worden Capital Management in Melville, New York since 2016. Previous registrations include Rockwell Global Capital in Melville, New York (2012-2015); American Capital Partners in Huntington, New York (2005-2010); Janney Montgomery Scott in Philadelphia, Pennsylvania (2001-2005); Gruntal & Company in New York, New York (1995-2001); Rickel & Associates in New York, New York (1994-1995); and South Richmond Securities (1991-1994). Mr. Reynolds is a registered broker with 15 US states and territories.

According to his BrokerCheck report, he has received six customer complaints, two pending customer complaints and three regulatory sanctions.

Richard ReynoldsPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 15, 2018 indicate that New York-based Worden Capital Management broker Richard Reynolds has received customer disputes and regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Reynolds (CRD# 2162706).

Richard Reynolds has spent 24 years in the securities industry and has been registered with Worden Capital Management in Melville, New York since 2016. Previous registrations include Rockwell Global Capital in Melville, New York (2012-2015); American Capital Partners in Huntington, New York (2005-2010); Janney Montgomery Scott in Philadelphia, Pennsylvania (2001-2005); Gruntal & Company in New York, New York (1995-2001); Rickel & Associates in New York, New York (1994-1995); and South Richmond Securities (1991-1994). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 18, 1991; Series 7 (General Securities Representative Examination), which he obtained on October 14, 1991; and Series 24 (General Securities Principal Examination), which he obtained on June 21, 1993. He is a registered broker with 15 US states and territories: Arizona, California, Connecticut, Florida, Georgia, Louisiana, Minnesota, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Washington.

According to his BrokerCheck report, he has received six customer complaints and three regulatory sanctions.

Andrew BrownPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 1, 2018 indicate that New York-based Worden Capital Management broker Andrew Brown has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brown (CRD# 2865734).

Andrew Brown has spent 18 years in the securities industry and has been registered with Worden Capital Management in Rockville Center, New York since December 2017. Previous registrations include JD Nicholas & Associates in Syosset, New York (2009-2015); Trident Partners in Woodbury, New York (2000-2009); First Montauk Securities in Red Bank, New Jersey (1998-2000); and Comprehensive Capital Corporation in Great Neck, New York (1997-1998). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 22, 1997, and Series 7 (General Securities Representative Examination), which he obtained on April 8, 1997. He is a registered broker with one US state: New York.

According to his BrokerCheck report, he has received three customer complaints and two pending customer complaints.

Joseph Valdini

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 12, 2017 indicate that former New York-based broker Joseph Valdini has been the subject of customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Valdini (CRD# 5517610).

Joseph Valdini has spent eight years in the securities industry and is currently not registered with any state or firm. Previous registrations include Worden Capital Management in Garden City, New York (2014-2016) and JD Nicholas & Associates in Syosset, New York (2008-2014). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination).

According to his BrokerCheck report, he has received two customer complaints and resigned from a former employer.

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