Articles Tagged with TradingBlock

Timothy Miller

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 23, 2017 indicate that Wisconsin-based TradingBlock broker Timothy Miller has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Miller (CRD# 2650611).

Timothy Miller has spent 21 years in the securities industry and has been registered with TradingBlock in Neenah, Wisconsin since 2012. Previous registrations include brokersXpress in Neenah, Wisconsin; Stifel Nicolaus & Company in Kimberly, Wisconsin; and Everen Securities in St. Louis, Missouri. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination). He is a registered broker with seven US states and territories: Arizona, Florida, Massachusetts, Michigan, Minnesota, North Carolina and Wisconsin.

According to his BrokerCheck report, he has received three customer complaints.

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