Articles Tagged with Thompson Davis & Company

Victor DandridgePublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 2, 2018 indicate that former Virginia-based Thompson Davis & Company broker/adviser Victor Dandridge has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dandridge (CRD# 5884409).

Victor Dandridge has spent four years in the securities industry and was most recently registered with Thompson Davis & Company in Richmond, Virginia (2012-2016). He was previously registered with T3 Trading Group in New York, New York (2011). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on March 2, 2012, and Series 7 (General Securities Representative Examination), which he obtained on February 16, 2012. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one FINRA sanction, one criminal conviction, and one pending customer complaint.