Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21 2017 indicate that former South Carolina-based Sandlapper Securities broker/adviser Theodore Franse has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Franse (CRD# 1418012).
Theodore Franse has spent 31 years in the securities industry and has been registered with Sandlapper Securities in Greenville, South Carolina since April 2017. Previous registrations include Independent Financial Group in Fair Oaks, California; First Allied Securities in Fair Oaks, California; AIG Financial Advisors in Fair Oaks, California; SunAmerica Securities in Phoenix, Arizona; and Pruco Securities in Newark, New Jersey. He has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); Series 51 (Municipal Fund Securities Principal Examination); Series 24 (General Securities Principal Examination); and Series 26 (Investment Company Products/Variable Contracts Principal Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, he was terminated from his former employer and has received one pending customer complaint.