Articles Tagged with Susan Coriale

Susan CorialePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 1, 2019 indicate that Hawaii-based GWN Securities broker Susan Coriale has received several pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Coriale (CRD# 1132493).

Susan Coriale has spent 35 years in the securities industry and has been registered with GWN Securities in Princeville, Hawaii since 2004. Previous registrations include PMG Securities Corporation in Elgin, Illinois (1995-2004); Equico Securities in New York, New York (1983-1995); and the Equitable Life Assurance Society of the United States in New York, New York (1983-1995). She has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on June 30, 1999; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on November 21, 1989; SIE (Securities Industry Essentials Examination), which she obtained on October 1, 2018; Series 22 (Direct Participation Programs Representative Examination), which she obtained on August 19, 1987; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on November 7, 1983. She is a registered broker with seven US states: Arizona, Florida, Hawaii, Nevada, New Mexico, New York, and North Carolina.

According to her BrokerCheck report, she has received five pending customer complaints.