Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 13, 2017 indicate that Missouri-based Stifel Nicolaus & Company broker/adviser Larry Toole has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Toole (CRD# 1533007).
Larry Toole has spent 31 years in the securities industry and has been registered with Stifel Nicolaus & Company in Kansas City, Missouri since 1988. Previous registrations include Rowland Simon & Company (1988) and R. Rowland & Company (1986-1988). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 34 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and five denied customer complaints.