Articles Tagged with Stephanie Abee

Stephanie AbeePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 2, 2018 indicate that North Carolina-based Cambridge Investment Research broker/adviser Stephanie Abee has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Abee (CRD# 5888654).

Stephanie Abee has spent six years in the securities industry and has been registered with Cambridge Investment Research in Raleigh, North Carolina since April 2016. Previous registrations include TransAmerica Financial Advisors in Raleigh, North Carolina (2013-2016); NFP Securities in Raleigh, North Carolina (2012-2013); and TransAmerica Financial Advisors in Raleigh, North Carolina (2011-2012). She has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on October 7, 2011, and Series 7 (General Securities Representative Examination), which she obtained on April 20, 2011. She is a registered broker and investment adviser with nine US states and territories: Delaware, the District of Columbia, Kentucky, Maryland, Minnesota, North Carolina, Ohio, Oregon and Virginia.

According to her BrokerCheck report, she has received one customer complaint and one pending customer complaint.