Articles Tagged with Rodger Sprouse

Rodger SprousePublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2019 indicate that Kansas-based Titan Securities broker/adviser Rodger Sprouse has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sprouse (CRD# 5483578).

Rodger Sprouse has spent nine years in the securities industry and has been registered with Titan Securities in Overland Park, Kansas since 2011. Previous registrations include Evolve Securities in Overland Park, Kansas (2010) and Stonehurst Securities in Folsom, California (2009-2010). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 8, 2009; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on February 8, 2008; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on June 6, 2009. He is a registered broker and investment adviser with eleven US states and territories: Arkansas, Florida, Indiana, Kansas, Missouri, Nebraska, Nevada, New Mexico, Oklahoma, South Carolina, and Texas.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and three customer complaints that were denied or withdrawn.