Articles Tagged with Robert Bulloch

Robert Bulloch

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2017 indicate that California-based Infinity Financial Services broker Robert Bulloch has been sanctioned by FINRA and censured in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bulloch (CRD# 2541075).

Robert Bulloch has spent 22 years in the securities industry and has been registered with Infinity Financial Services in Oakland, California since January 2017. Previous registrations include LPL Financial in Raleigh, North Carolina; Morgan Stanley Smith Barney in Raleigh, North Carolina; Morgan Stanley & Company in Raleigh, North Carolina; and Morgan Stanley DW in Raleigh, North Carolina. He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 31 (Futures Managed Funds Examination); Series 7 (General Securities Representative Examination); Series 9 (General Securities Sales Supervisor – Options Module Examination); and Series 10 (General Securities Sales Supervisor – General Module Examination). He is a registered broker with eight US states: Alabama, California, Connecticut, Georgia, Maryland, North Carolina, Ohio, and Virginia.

According to his BrokerCheck report, he has been sanctioned by FINRA and was discharged from his former employer.

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