Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 25, 2018 indicate that former California-based Raymond James Financial Services broker/adviser Aaron Leone was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Leone (CRD# 2819579).
Aaron Leone has spent 21 years in the securities industry and was most recently registered with Raymond James Financial Services in San Francisco, California (2009-2018). Previous registrations include Wachovia Securities in San Francisco, California (2007-2009); Wells Fargo Clearing Services in San Francisco, California (2005-2007); and WM Financial Services in Irvine, California (1997-2005). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 27, 1997; SIE (Securities Industry Essentials Examination), which he obtained on September 11, 2018; and Series 7 (General Securities Representative Examination), which he obtained on September 4, 1997. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint that was closed with no action taken and he was recently discharged from his former employer in connection to alleged rule violations.