Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 1, 2018 indicate that former Colorado-based Paronsex Securities broker/adviser Anthony Farnsworth has been sanctioned by FINRA in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Farnsworth (CRD# 4616189).
Anthony Farnsworth has spent 14 years in the securities industry and was most recently registered with Parsonex Securities in Englewood, Colorado (2013-2017). He was previously registered with PFS investments in Pewaukee, Wisconsin (2003-2013). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 7, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 31, 2003; SIE (Securities Industry Essentials Examination), which he obtained on March 31, 2017; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 24, 2003; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on March 27, 2003. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has been sanctioned by FINRA and resigned from a former employer in connection to alleged rule violations.