Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2019 indicate that Missouri-based Oppenheimer & Company broker/adviser Demos Argyros has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Argyros (CRD# 1325219).
Demos Argyros, also known as Demosthenes Argyropoulos, has spent 34 years in the securities industry and has been registered with Oppenheimer & Company in St. Louis, Missouri since 2003. Previous registrations include CIBC World Markets Corporation in New York, New York (1992-2003); Kemper Securities Group in St. Louis, Missouri (1990-1992); Blunt Ellis & Loewi (1989-1990); Shearson Lehman Hutton (1988-1989); EF Hutton & Company (1986-1988); and Dean Witter Reynolds (1985-1986). He has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 9, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 30, 1985; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 3 (National Commodity Futures Examination), which he obtained on September 15, 1986; Series 7 (General Securities Representative Examination), which he obtained on January 19, 1985; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on March 19, 2008; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on March 19, 2008. He is a registered broker and investment adviser with 34 US states and territories.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.