Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that former California-based NYLife Securities broker/adviser Steven Kaneski has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kaneski (CRD# 2028197).
Steven Kaneski has spent 21 years in the securities industry and was most recently registered with NYLife Securities in Roseville, California (1996-2018). He has no previous registrations. He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 6, 1996; SIE (Securities Industry Essentials Examination), which he obtained on February 12, 2018; Series 7 (General Securities Representative Examination), which he obtained on March 5, 2001; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 6, 1996. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.