Articles Tagged with Next Financial Group

David GatlinPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 4, 2018 indicate that former Alabama-based Next Financial Group broker David Gatlin is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have disputes regarding Mr. Gatlin (CRD# 2202955).

David Gatlin has spent 18 years in the securities industry and was most recently registered with Next Financial Group in Bay Minette, Alabama (2014-2017). Previous registrations include Securities America in Spanish Fort, Alabama (2003-2014); Salomon Smith Barney in New York, New York (2000-2003); Pruco Securities Corporation (1992-1993); and FN Wolf & Company (1992). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 5, 2001; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 5, 2001; and Series 7 (General Securities Representative Examination), which he obtained on December 20, 2000. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one unsatisfied civil judgment or lien and two customer complaints that were closed or denied.

Danielle McAniff Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2018 indicate that New Mexico-based Next Financial Group broker/adviser Danielle McAniff has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. McAniff (CRD# 5766774).

Danielle McAniff has spent five years in the securities industry and has been registered with Next Financial Group in Albuquerque, New Mexico since September 2016. She was previously registered with Edward Jones in Albuquerque, New Mexico (2012-2016). She has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on January 4, 2013, and Series 7 (General Securities Representative Examination), which she obtained on December 18, 2012. She is a registered broker and investment adviser with six US states: Arizona, California, Florida, Maryland, New Mexico, and Wyoming.

According to her BrokerCheck report, she has been sanctioned by FINRA and resigned from her former employer in connection to alleged rule violations.

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