Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 21, 2018 indicate that Oklahoma-based Morgan Stanley broker/adviser Gerard Armstrong, also known as Gerry Armstrong, is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Armstrong (CRD# 1340016).
Gerard Armstrong has spent 32 years in the securities industry and has been registered with Morgan Stanley in Oklahoma City, Oklahoma since 2009. Previous registrations include Morgan Stanley & Company in Lawton, Oklahoma (2007-2009); Morgan Stanley DW in Lawton, Oklahoma (1997-2007); Link Investment Services (1995-1997); and Stifel Nicolaus & Company in St. Louis, Missouri (1985-1995). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on February 8, 2000; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 15, 1985; Series 7 (General Securities Representative Examination), which he obtained on February 16, 1985; Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on February 23, 1998; and Series 24 (General Securities Principal Examination), which he obtained on April 19, 1995. He is a registered broker and investment adviser with 32 US states and territories and with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.