Articles Tagged with Mitchell Liberman

Mitchell LibermanPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 1, 2019 indicate that Texas-based Merrill Lynch broker/adviser Mitchell Liberman has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Liberman (CRD# 1520933).

Mitchell Liberman has spent 32 years in the securities industry and has been registered with Merrill Lynch in Houston, Texas since 1986. He has no previous registrations. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 12, 1997; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 15, 1986; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on July 19, 1986. He is a registered broker and investment adviser with two US states: Massachusetts and Texas.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, one denied customer complaint, and one customer complaint that was closed with no action taken.