Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 30, 2018 indicate that former New York-based Chelsea Financial Services broker Michael Bastardi has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bastardi (CRD# 6015424).
Michael Bastardi has spent six years in the securities industry and was most recently registered with Chelsea Financial Services in Staten Island, New York (2018). Previous registrations include National Securities Corporation in Mahopac, New York (2016-2018); Securities America in Warwick, New York (2014-2016); Dalton Strategic Investment Services in Warwick, New York (2012-2014); and Cape Securities in McDonough, New York (2012). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 11, 2012; SIE (Securities Industry Essentials Examination), which he obtained on September 11, 2018; and Series 7 (General Securities Representative Examination), which he obtained on January 24, 2012. He is currently not registered as a broker with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.