Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 22, 2019 indicate that former Illinois-based Merrill Lynch broker/adviser Marcus Boggs, who has received a pending customer dispute, was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Boggs (CRD# 5055667).
Marcus Boggs has spent 12 years in the securities industry and was most recently registered with Merrill Lynch in Chicago, Illinois (2006-2018). He has no previous registrations. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on March 10, 2006; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which he obtained on March 22, 2006; and Series 7 (General Securities Representative Examination), which he obtained on February 6, 2006. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and was discharged from a former employer in connection to alleged rule violations.