Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 15, 2018 indicate that DC-based Merrill Lynch broker/adviser Gregory Washington has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Washington (CRD# 5420613).
Gregory Washington has spent eight years in the securities industry and has been registered with Merrill Lynch in Washington, DC since 2018. Previous registrations include Spartan Capital Securities in New York, New York (2010-2016) and Maxim Group LLC in New York, New York (2009-2010). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 21, 2018; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 3, 2009; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on December 4, 2008. He is a registered broker and investment adviser with two US states and territories; the District of Columbia and New Jersey.
According to his BrokerCheck report, he has received one pending customer complaint and two unsatisfied judgments or liens.