Articles Tagged with Mark Sindrich

Mark SindrichPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2019 indicate that Colorado-based Kestra Investment Services broker/adviser Mark Sindrich has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sindrich (CRD# 1097529).

Mark Sindrich has spent 35 years in the securities industry and has been registered with Kestra Investment Services in Denver, Colorado since since 1999. Previous registrations include Royal Alliance Associates in Jersey City, New Jersey (1989-1999) and Integrated Resources Equity Corporation (1983-1989). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 30, 1989; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on March 19, 1983; Series 51 (Municipal Fund Securities Principal Examination), which he obtained on April 26, 2003; and Series 24 (General Securities Principal Examination), which he obtained on August 17, 1987. He is a registered broker and investment adviser with 23 US states and territories: Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Iowa, Kansas, Massachusetts, Missouri, Montana, Nevada, New York, North Carolina, Oklahoma, Pennsylvania, Texas, Utah, Virginia, Washington, and Wisconsin.

According to his BrokerCheck report, he has received one pending customer complaint.