Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 7, 2019 indicate that former Florida-based Pruco Securities broker Mario Telfair recently resigned from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Telfair (CRD# 4912587).
Mario Telfair has spent six years in the securities industry and was most recently registered and was most recently registered with Pruco Securities in Tampa, Florida (2015-2017). Previous registrations include Signator Investors in Sarasota, Florida (2009-2010); AllState Financial Services in Tampa, Florida (2008-2009); and Northwestern Mutual Investment Services in Tampa, Florida (2005-2008). He has passed two securities industry examinations: SIE (Securities Industry Essentials Examination), which he obtained on June 14, 2017; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 15, 2015. He is currently not registered with any state or firm.
According to his BrokerCheck report, he recently resigned from his former employer in connection to alleged rule violations.