Articles Tagged with Marc Friedson

Marc FriedsonPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 13, 2017 indicate that former Florida-based RBC Capital Markets broker/adviser Marc Friedson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Friedson (CRD# 1178838).

Marc Friedson has spent 32 years in the securities industry and was most recently registered with RBC Capital Markets in West Palm Beach, Florida (2009-2016). Previous registrations include JB Hanauer & Company in West Palm Beach, Florida (2005-2009); Citigroup Global Markets in New York, New York (2001-2005); JB Hanauer & Company in Parsippany, New Jersey (1985-2001); Shearson Lehman Hutton (1988); and Prudential-Bache Securities (1984-1985). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received three customer complaints and two pending customer complaints.

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