Articles Tagged with Madison Avenue Securities

Lamont ChandlerPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 24, 2018 indicate that Kansas-based Madison Avenue Securities broker/adviser Lamont Chandler has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Chandler (CRD# 2794744).

Lamont Chandler has spent 21 years in the securities industry and has been registered wth Madison Avenue Securities in Prairie Village, Kansas since 2006. Previous registrations include Financial Network Investment Corporation in Prairie Village, Kansas (2003-200); AXA Advisors in New York, New York (1996-2002); and the Equitable Life Assurance Society of the United States in New York, New York (1996-2000). He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 15, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 18, 1996; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on July 14, 1999; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on September 9, 1996; and Series 24 (General Securities Principal Examination), which he obtained on August 28, 2000. He is a registered broker and investment adviser with 21 US states and territories: Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Iowa, Kansas, Maryland, Massachusetts, Missouri, Nebraska, Nevada, New Mexico, North Carolina, Oklahoma, Oregon, Pennsylvania, and Texas.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one denied customer complaint.

David BarberPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2018 indicate that former California-based Madison Avenue Securities broker David Barber, who was received resolved or pending customer disputes, was recently sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Barber (CRD# 1165082).

David Barber has spent 31 years in the securities industry and was most recently registered with Madison Avenue Securities in San Diego, California (2015-2018). Previous registrations include First Midwest Securities in Newport Beach, California (2011-2015); Raymond James & Associates in Newport Beach, California (2007-2011); RBC Dain Rauscher in Newport Beach, California (2002-2007); Sutro & Company in San Francisco, California (1999-2002); Crowell Weedon & Company in Los Angeles, California (1987-1994); and Birr Wilson Securities (1986-1987). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 1, 1995, and Series 7 (General Securities Representative Examination), which he obtained on July 19, 1986. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint, two regulatory sanctions and two pending customer complaints.