Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2017 indicate that Arizona-based Lifemark Securities Corporation broker Louis Horwin has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Horwin (CRD# 1845047).
Louis Horwin has spent 28 years in the securities industry and has been registered with Lifemark Securities Corporation in Scottsdale, Arizona since March 2016. Previous registrations include Legend Equities Corporation in Scottsdale, Arizona; First Financial Equity Corporation in Scottsdale, Arizona; Oppenheimer & Company in Scottsdale, Arizona; Piper Jaffray & Company in Minneapolis, Minnesota; and Smith Barney in New York, New York. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), and Series 7 (General Securities Representative Examination). He is a registered broker with two US states: California and Arizona.
According to his BrokerCheck report, Louis Horwin has received one pending customer complaint and resigned from a former employer.