Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that New York-based Arive Capital Markets broker Lon Faccini, Jr. has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Faccini (CRD# 2736849).
Lon Faccini has spent twenty years in the securities industry and has been registered with Arive Capital Markets in Coram, New York since 2016. Previous registrations include Cape Securities in Coram, New York (2010-2016); Liberty Partners Financial Services in Holbrook, New York (2006-2010); JW Cole Financial in Holbrook, New York (2006); JP Turner & Company in Holbrook, New York (2004-2006); LH Ross & Company in Boca Raton, Florida (2004); Continental Broker-Dealer in Carle Place, New York (2003-2004); Gunnallen Financial in Tampa, Florida (2002-2003); Seaboard Securities in Florham Park, New Jersey (1997-2002); HJ Meyers & Company in Rochester, New York (1997); and Investors Associates in Hackensack, New Jersey (1996-1997). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 24, 1996, and Series 7 (General Securities Representative Examination), which he obtained on July 13, 1996. He is a registered broker and investment adviser with 35 US states and territories.
According to his BrokerCheck report, he has received four customer complaints and two pending customer complaints.