Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that Massachusetts-based Cantella & Company broker/adviser Kirk Badii has received a pending customer complaint and was discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Badii (CRD# 5829768).
Kirk Badii has spent seven years in the securities industry and has been registered with Cantella & Company in Malden, Massachusetts; Los Angeles, California; and Irvine, California since 2018. Previous registrations include Raymond James Financial Services in Torrance, California (2018); UBS Financial Services in Los Angeles, California (2012-2018); and Credit Suisse Securities in Los Angeles, California (2011-2012). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on September 2, 2011; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on August 22, 2011. He is a registered broker and investment adviser with 19 US states and territories: Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Utah, and Wisconsin.
According to his BrokerCheck report, he has received one pending customer complaint, was discharged from a former employer in connection to alleged rule violations, and resigned from a former employer in connection to alleged rule violations.