Articles Tagged with Kevin Ogden

Kevin OgdenPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2019 indicate that Illinois-based Voya Financial Advisors broker Kevin Ogden has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ogden (CRD# 1051356).

Kevin Ogden has spent 35 years in the securities industry and has been registered with Voya Financial Advisors in Springfield, Illinois since 2004. Previous registrations include Locust Street Securities in Des Moines, Iowa (1988-2004) and WS Griffith & Company (1983-1988). He has passed six industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 17, 1993; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 30, 2002; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 22, 1995; Series 22 (Direct Participation Programs Representative Examination), which he obtained on June 16, 1983; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on December 19, 2000. He is a registered broker with 17 US states and territories: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Florida, Illinois, Indiana, Iowa, Kentucky, Michigan, Missouri, New Mexico, South Carolina, Texas, and Wisconsin.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.