Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2019 indicate that former Texas-based ProEquities broker Kenneth Butschek, who has received a pending customer dispute, was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Butschek (CRD# 1388190).
Kenneth Butschek has spent 33 years in the securities industry and was most recently registered with ProEquities in Hallettsville, Texas (2004-2019). Previous registrations include Securities Management & Research in Cedar Rapids, Iowa (1987-2004); Philadelphia Life Asset Planning Company (1986-1987); and Southwestern Management & Research Corporation (1985-1986). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 25, 1985; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on September 27, 1985. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and three unsatisfied judgments or liens, and he was recently discharged from a former employer in connection to alleged rule violations.