Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2019 indicate that California-based NYLife Securities broker Ken Nooshi has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Nooshi (CRD# 2539099).
Ken Nooshi has spent 23 years in the securities industry and has been registered with NYLife Securities in Woodland Hills, California since 1995. He has no previous registrations. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 18, 1995; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 14, 1995. He is a registered broker with four US states: California, New Jersey, Oregon, and Virginia.
According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.