Articles Tagged with Katherine Nishnic

Katherine NishnicPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 21, 2018 indicate that South Carolina-based Centaurus Financial broker/adviser Katherine Nishnic has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Nishnic (CRD# 2499553).

Katherine Nishnic has spent 24 years in the securities industry and has been registered with Centaurus Financial in Lexington, South Carolina since 2015. Previous registrations include JP Turner & Company in Lexington, South Carolina (2010-2015); Gunnallen Financial in Lexington, South Carolina (2008-2010); First Allied Securities in Lexington, South Carolina (2000-2008); DE Frey & Company in Denver, Colorado (1997-2000); and Merrill Lynch in New York, New York (1994-1997). She has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on May 15, 1995; SIE (Securities Industry Essentials Examination), which she obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which she obtained on August 19, 1994. She is a registered broker and investment adviser with 12 US states: Arizona, Colorado, Delaware, Florida, Georgia, Maryland, Missouri, Nevada, North Carolina, Oklahoma, South Carolina, and Tennessee.

According to her BrokerCheck report, she has received two pending customer complaints and one customer complaint that was closed with no action taken.