Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 5, 2018 indicate that former South Carolina-based Merrill Lynch broker/adviser Joshua Bradley has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bradley (CRD# 5174430).
Joshua Bradley has spent nine years in the securities industry and was most recently registered with Merrill Lynch in Columbia, South Carolina (2015-2016). Previous registrations include Voya Financial Advisors in Columbia, South Carolina (2008-2015); Gunnallen Financial in Lexington, South Carolina (2008); First Allied Securities in Lexington, South Carolina (2007-2008); and Edward Jones in Hopkins, South Carolina (2006). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on September 16, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 3, 2006; and Series 7 (General Securities Representative Examination), which he obtained on September 12, 2006. He is currently not registered with any state or firm.
According to his BrokerCheck report, Joshua Bradley has been sanctioned by FINRA in connection to alleged rule violations and was discharged from his position at Merrill Lynch in connection to alleged rule violations.