Articles Tagged with John Alexander

john alexander
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2018 indicate that former North Carolina-based Park Avenue Securities broker/adviser John Alexander III has been involved in customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Alexander (CRD# 3124742).

John Alexander has spent 18 years in the securities industry and was most recently registered with Park Avenue Securities in Charlotte, North Carolina (2015-2017). He was previously registered with NYLife Securities in Statesville, North Carolina (1999-2015). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 2, 2006; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 15, 1998; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 15, 1999. He is currently not affiliated with any broker-dealer firm.

According to his BrokerCheck report, he has received two customer complaints.