Articles Tagged with Jeffrey Lutz

Jeffrey Lutz

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 1, 2018 indicate that former Ohio-based Morgan Stanley broker/adviser Jeffrey Lutz has received a denied customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lutz (CRD# 2074166).

Jeffrey Lutz has spent 27 years in the securities industry and was most recently registered as a broker with Morgan Stanley in Centerville, Ohio (2011-2018). He has been registered as an investment adviser with Invest Capital Partners in Springboro, Ohio since June 2018. Previous registrations include JJB Hiliard WL Lyons in Dayton, Ohio (2005-2011); Legg Mason Wood Walker in Baltimore, Maryland (2003-2005); Wachovia Securities in St. Louis, Missouri (1996-2003); Dean Witter Reynolds in Purchase, New York (1992-1996); Fidelity Brokerage Services in Smithfield, Rhode Island (1991-1992); and First Investors Corporation in New York, New York (1990). He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on February 23, 2004; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 29, 1991; SIE (Securities Industry Essentials Examination), which he obtained on July 13, 2018; Series 3 (National Commodity Futures Examination), which he obtained on September 11, 1992; Series 7 (General Securities Representative Examination), which he obtained on December 13, 1991; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 6, 1990 . He is currently not registered as a broker with any state or firm.

According to his BrokerCheck report, he has received one denied customer complaint, one unsatisfied tax lien and one financial disclosure.