Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that New York-based Janney Montgomery Scott broker/adviser Kenneth Byrne has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Byrne (CRD# 1191939).
Kenneth Byrne has spent 34 years in the securities industry and has been registered with Janney Montgomery Scott in Garden City, New York since 2003. Previous registrations include Monarch Financial Corporation of America in New York, New York (1994-2003) and Stoever Glass & Company in New York, New York (1983). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 22, 1983; Series 7 (General Securities Representative Examination), which he obtained on March 17, 1984; and Series 52 (Municipal Securities Representative Examination), which he obtained on November 9, 1983. He is a registered broker and investment adviser with 19 US states and territories: Arizona, Connecticut, Florida, Iowa, Louisiana, Massachusetts, Michigan, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Virginia, Washington, and Wisconsin.
According to his BrokerCheck report, he has received one pending customer complaint.