Articles Tagged with Herbert Voss

Herbert VossPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 3, 2018 indicate that California-based StockCross Financial Services broker/adviser Herbert Voss has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Voss (CRD# 1014475).

Herbert Voss has spent 33 years in the securities industry and has been registered with StockCross Financial Services in Beverly Hills, California since 2009. Previous registrations include UBS Financial Services in Beverly Hills, California (1998-2009); Waterhouse Securities in Omaha, Nebraska (1997-1998); Kennedy Cabot & Company in Beverly Hills, California (1988-1998); Professional Brokerage Services (1987); Investors Center (1985-1986); J. Alexander Securities (1984-1985); Donald & Company Securities (1985); Kennedy Cabot & Company (1983-1984); and Prudential-Bache Securities (1982-1983) He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 30, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 18, 1986; Series 7 (General Securities Representative Examination), which he obtained on March 20, 1982; Series 24 (General Securities Principal Examination), which he obtained on October 31, 1991; and Series 4 (Registered Options Principal Examination), which he obtained on September 26, 1990. He is a registered broker and investment adviser with 15 US states and territories: Arizona, California, Colorado, Illinois, Indiana, Maryland, Massachusetts, Nebraska, Nevada, New Mexico, Oregon, Pennsylvania, South Carolina, Texas, and Washington.

According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.

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