Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 111, 2018 indicate that New Jersey-based Hennion & Walsh broker/adviser Stephen Kowalski has received new pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kowalski (CRD# 1919574).
Stephen Kowalski has spent 28 years in the securities industry and has been registered with Hennion & Walsh in Parsippany, New Jersey since 1990. Previous registrations include Municipal Investment Service in Newark, New Jersey (1989-1990) and Halpert & Company in Millburn, New Jersey (1989). He is a registered broker and investment adviser with 36 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and three pending customer complaints.