Articles Tagged with Hayato Tamura

Hayato TamuraPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that California-based JP Morgan Securities broker/adviser Hayato Tamura has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tamura (CRD# 4287868).

Hayato Tamura has spent 18 years in the securities industry and has been registered with JP Morgan Securities in Orange, California since 2012. Previous registrations include Chase Investment Services in Orange, California (2010-2012); Morgan Stanley Smith Barney in Santa Ana, California (2007-2009); AG Edwards & Sons in Torrance, California (2003-2007); and UBS Financial Services in Weehawken, New Jersey (2000-2003). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on February 6, 2001; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on December 4, 2000. He is a registered broker and investment adviser with ten US states: Arizona, California, Colorado, Idaho, Nevada, Pennsylvania, Texas, Utah, Virginia, and Wyoming.

According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.