Articles Tagged with Gordon Rhodes

Gordon Rhodes

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 3, 2018 indicate that Texas-based Rhodes Securities broker/adviser Gordon Rhodes has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rhodes (CRD# 4763582).

Gordon Rhodes has spent 14 years in the securities industry and has been registered with Rhodes Securities in Fort Worth, Texas since 2004. He has no previous registrations. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 2, 2004; Series 7 (General Securities Representative Examination), which he obtained on March 10, 2004; Series 28 (Introducing Broker/Dealer Financial Operations Principal Examination), which he obtained on March 30, 2012; and Series 24 (General Securities Principal Examination), which he obtained on October 27, 2008. He is a registered broker and investment adviser with twenty US states and territories: Arkansas, California, Colorado, the District of Columbia, Florida, Illinois, Iowa, Kansas, Louisiana, Maryland, Minnesota, Missouri, New Jersey, New York, Ohio, Oklahoma, Texas, Utah, Virginia, and Wisconsin.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.