Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 21, 2018 indicate that former Maryland-based United Brokerage Services broker/adviser Franklyn Clark has received a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Clark (CRD# 1960303).
Franklyn Clark has spent 29 years in the securities industry and was most recently registered with United Brokerage Services in Bethesda, Maryland (2011-2018). Previous registrations include Wells Fargo Advisors in Washington, DC (2006-2011) and Morgan Stanley DW in Bethesda, Maryland (1989-2006). He has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 2, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 28, 1989; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which he obtained on April 23, 1998; Series 7 (General Securities Representative Examination), which he obtained on August 19, 1989; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on February 8, 2008; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on September 28, 2007. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and three denied customer complaints.