Articles Tagged with Fortune Financial Services

Jonathan FreezePublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Pennsylvania-based Fortune Financial Services broker/adviser Jonathan Freeze, who is currently not affiliated with any broker-dealer firm, has received numerous pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Freeze (CRD# 2642023).

Jonathan Freeze has spent 21 years in the securities industry and was most recently registered with Fortune Financial Services in Canonsburg, Pennsylvania (2015-2017). Previous registrations include Summit Brokerage Services in Fredericksburg, Virginia; LPL Financial in Fredericksburg, Virginia; Lincoln Financial Advisors in Canonsburg, Pennsylvania; and the Lincoln National Life Insurance Company in Glastonbury, Connecticut. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 12, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 22, 1995; SIE (Securities Industry Essentials Examination), which he obtained on April 17, 2017; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 6, 1995. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received eight pending customer complaints.

Michael GiokasPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 23, 2017, as well as a news report published on October 12, indicate that former New York-based Fortune Financial Services broker Michael Giokas has been the subject of customer disputes and was recently arrested on fraud charges. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Giokas (CRD# 1398674).

Michael Giokas has spent 30 years in the securities industry and was most recently registered with Fortune Financial Services in Clarence, New York (2013-2017). He is the founder of Giokas Wealth Management in Williamsville, New York. Previous registrations include Comprehensive Asset Management and Servicing in Williamsville, New York; Securities Service Network in Knoxville, Tennessee; Linsco/Private Ledger Corporation in Boston, Massachusetts; Guardian Investor Services Corporation in New York, New York; FSC Securities Corporation in Atlanta, Georgia; and Cigna Securities. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two customer complaints.

Jonathan FreezePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2017 indicate that former Pennsylvania-based Fortune Financial Services broker/adviser Jonathan Freeze has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Freeze (CRD# 2642023).

Jonathan Freeze has spent 21 years in the securities industry and was most recently registered with Fortune Financial Services in Canonsburg, Pennsylvania (2015-2017). Previous registrations include Summit Brokerage Services in Fredericksburg, Virginia; LPL Financial in Fredericksburg, Virginia; Lincoln Financial Advisors in Canonsburg, Pennsylvania; and the Lincoln National Life Insurance Company in Glastonbury, Connecticut. He is currently not registered with any state or firm.

According to his BrokerCheck report, Jonathan Freeze has been sanctioned by FINRA and was terminated from a former employer.