Articles Tagged with Erik O’Leary

Erik O’LearyPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 11, 2018 indicate that Massachusetts-based Securian Financial Services broker/adviser Erik O’Leary has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. O’Leary (CRD# 3174893).

Erik O’Leary has spent four years in the securities industry and has been registered with Securian Financial Services in Mansfield, Massachusetts since April 2018. He was previously registered with NYLife Securities in Waltham, Massachusetts (2013-2018). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 16, 2015, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 11, 2013. He is currently not registered as a broker with any US state.

According to his BrokerCheck report, he has received one customer complaint and one financial disclosure.