Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2017 indicate that New Mexico-based EK Riley Investments broker Calvin Willis was recently terminated from his former employer, Edward Jones, in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Willis (CRD# 2827320).
Calvin Willis has spent 20 years in the securities industry and has been registered with EK Riley Investments in Albuquerque, New Mexico since May 2017. He was previously registered with Edward Jones in Albuquerque, New Mexico from 1997 to 2017. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker with 13 US states and territories: Arkansas, California, Colorado, Indiana, Maryland, New Jersey, New Mexico, New York, Pennsylvania, Utah, Virginia, Washington and Wisconsin.
According to his BrokerCheck report, Calvin Willis was recently terminated from his employer in connection to alleged rule violations.