Articles Tagged with Earl Midgette

Earl MidgettePublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 15, 2019 indicate that former North Carolina-based LPL Financial broker Earl Midgette was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Trowbridge (CRD# 2332439).

Earl Midgette has spent 25 years in the securities industry and was most recently registered with LPL Financial in Huntersville, North Carolina (2016-2019). Previous registrations include National Securities Corporation in Cornelius, North Carolina (2016); Ridgeway & Conger in New Woodstock, New York (2013-2016); Cantella & Company in Huntersville, North Carolina (2008-2013); Coburn & Meredith in Hartford, Connecticut (2004-2008); Janney Montgomery Scott in Philadelphia, Pennsylvania (1999-2004); Dean Witter Reynolds in Purchase, New York (1993-1999); and Chatfield Dean & Company in Greenwood Village, Colorado (1993). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 23, 1993; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which he obtained on September 22, 1993; and Series 7 (General Securities Representative Examination), which he obtained on May 20, 1993. He is currently not registered with any state or firm.

According to his BrokerCheck report, he was recently discharged from his former employer in connection to alleged rule violations.