Articles Tagged with David Gatlin

David GatlinPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 4, 2018 indicate that former Alabama-based Next Financial Group broker David Gatlin is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have disputes regarding Mr. Gatlin (CRD# 2202955).

David Gatlin has spent 18 years in the securities industry and was most recently registered with Next Financial Group in Bay Minette, Alabama (2014-2017). Previous registrations include Securities America in Spanish Fort, Alabama (2003-2014); Salomon Smith Barney in New York, New York (2000-2003); Pruco Securities Corporation (1992-1993); and FN Wolf & Company (1992). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 5, 2001; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 5, 2001; and Series 7 (General Securities Representative Examination), which he obtained on December 20, 2000. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one unsatisfied civil judgment or lien and two customer complaints that were closed or denied.