Articles Tagged with Daniel Torres

Daniel Torres

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 9, 2018 indicate that California-based Ameriprise Financial Services broker/adviser Daniel Torres has received several unsatisfied tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Torres (CRD# 2163914).

Daniel Torres has spent twenty-six years in the securities industry and has been registered with Ameriprise Financial Services in Irvine, California since 1991. He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (1991-2006). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 8, 1991 and Series 7 (General Securities Representative Examination), which he obtained on October 1, 1991. He is a registered broker and investment adviser with 18 US states and territories: Arizona, California, Colorado, Georgia, Hawaii, Idaho, Illinois, Missouri, Nevada, New Jersey, New Mexico, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, and Washington.

According to his BrokerCheck report, he has received three denied customer complaints and three unsatisfied tax liens.