Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 14, 2019 indicate that New York-based Columbus Advisory Group broker Michael Murphy has been named in a pending FINRA complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murphy (CRD# 2596905).
Michael Murphy has spent 23 years in the securities industry and has been registered with Columbus Advisory Group in New York, New York since 2003. Previous registrations include Murjen Financial in Jericho, New York (1999-2003); JWGenesis Financial Services in St. Louis, Missouri (1998-2000); Continental Broker-Dealer Corporation in Carle Place, New York (1997-1998); Investors Associates in Hackensack, New Jersey (1996-1997); First United Equities Corporation in New York, New York (1996-1997); Investors Associates in Hackensack, New Jersey (1995-1996); JW Charles Securities in Boca Raton, Florida (1995); and Oppenheimer & Company in New York, New York (1995). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 28, 1995; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on June 14, 1995; and Series 24 (General Securities Principal Examination), which he obtained on August 7, 1998. He is a registered broker with 19 US states and territories.
According to his BrokerCheck report, he has received three customer complaints, two pending customer complaints, and one pending FINRA complaint.