Articles Tagged with Christopher Tuck

Christopher TuckPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that Pennsylvania-based LPL Financial broker/adviser Christopher Tuck has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tuck (CRD# 5971765).

Christopher Tuck has spent seven years in the securities industry and has been registered with LPL Financial in Doylestown, Pennsylvania since 2011. He has no previous registrations. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 29, 2011; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 22, 2011; and Series 24 (General Securities Principal Examination), which he obtained on August 13, 2013. He is a registered broker and investment adviser with 13 US states and territories: Arizona, California, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Oregon, Pennsylvania, South Carolina, and Virginia.

According to his BrokerCheck report, Christopher Tuck has received one pending customer complaint.