Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2019 indicate that former Michigan-based Center Street Securities broker/adviser Steven Moerdyk, who has received a customer dispute, was recently sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Moerdyk (CRD# 1421358).
Steven Moerdyk has spent 30 years in the securities industry and was most recently registered with Center Street Securities in Grand Rapids, Michigan (2009-2018). Previous registrations include Kalos Capital in Grand Rapids, Michigan (2005-2009); USA Financial Securities in Ada, Michigan (2000-2005); Ameritas Investment Corporation in Lincoln, Nebraska (1998-2000); WMA Securities in Duluth, Georgia (1994-1998); Pruco Securities Corporation in Newark, New Jersey (1994); Lutheran Brotherhood Securities in Minneapolis, Minnesota (1993-1994); and Amerivest Securities Corporation (1985-1990). He has passed six securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on October 26, 2010; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 14, 1993; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on March 13, 2006; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 14, 1993; and Series 22 (Direct Participation Programs Representative Examination), which he obtained on July 16, 1985. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and was recently sanctioned by FINRA.