Articles Tagged with AXA Advisors

Arnold MariampolskiPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that former New York-based AXA Advisors broker/adviser Arnold Mariampolski was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mariampolski (CRD# 5490441).

Arnold Mariampolski has spent 10 years in the securities industry and was most recently registered with AXA Advisors in Woodbury, New York (2008-2018). He has no previous registrations. He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 3, 2008; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on June 3, 2008. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two denied customer complaints and was discharged from his former employer in connection to alleged rule violations.

Jason Chi-Wei Fu

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that New York-based AXA Advisors broker/adviser Jason Chi-Wei Fu has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fu (CRD# 1329403).

Jason Fu has spent 32 years in the securities industry and has been registered with AXA Advisors in Flushing, New York since 2005. He was previously registered with Mony Securities Corporation in New York, New York (1986-2005). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 1, 2005; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 7, 1986; and Series 7 (General Securities Representative Examination), which he obtained on March 15, 1986. He is a registered broker and investment adviser with 18 US states: Arizona, California, Connecticut, Florida, Georgia, Maryland, Massachusetts, Mississippi, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Vermont, and Washington.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, one denied customer complaint, and one customer complaint that was closed with no action taken.