Articles Tagged with Arive Capital Markets

Lon Faccini, Jr.

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that New York-based Arive Capital Markets broker Lon Faccini, Jr. has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Faccini (CRD# 2736849).

Lon Faccini has spent twenty years in the securities industry and has been registered with Arive Capital Markets in Coram, New York since 2016. Previous registrations include Cape Securities in Coram, New York (2010-2016); Liberty Partners Financial Services in Holbrook, New York (2006-2010); JW Cole Financial in Holbrook, New York (2006); JP Turner & Company in Holbrook, New York (2004-2006); LH Ross & Company in Boca Raton, Florida (2004); Continental Broker-Dealer in Carle Place, New York (2003-2004); Gunnallen Financial in Tampa, Florida (2002-2003); Seaboard Securities in Florham Park, New Jersey (1997-2002); HJ Meyers & Company in Rochester, New York (1997); and Investors Associates in Hackensack, New Jersey (1996-1997). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 24, 1996, and Series 7 (General Securities Representative Examination), which he obtained on July 13, 1996. He is a registered broker and investment adviser with 35 US states and territories.

According to his BrokerCheck report, he has received four customer complaints and two pending customer complaints.

alexander gorchakovPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2018 indicate that Florida-based Arive Capital Markets broker Alexander Gorchakov has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gorchakov (CRD# 2801894).

Alexander Gorchakov has spent 18 years in the securities industry and has been registered with Arive Capital Markets in Hollywood, Florida since 2015. Previous registrations include Clark Dodge & Company in Hollywood, Florida (2014-2015); Rockwell Global Capital in Hollywood, Florida (2014); Global Arena Capital Corporation in Hollywood, Florida (2013-2014); Primex in Aventura, Florida (2011-2013); Basis Financial in North Miami Beach, Florida (2009-2011); PHD Capital in New York, New York (2008-2009); Seacoast Investor Services in Port St. Lucie, Florida (2007-2008); Primex in Hempstead, New York (2002-2007); Russo Securities in Staten Island, New York (2001); Fletcher & Faraday in Hempstead, New York (1999-2001); ISG Solid Capital Markets in New York, New York (1998-1999); the Golden Lender Financial Group in New York, New York (1997-1998); GKN Securities Corporation in New York, New York (1997); Klein Maus & Shire in New York, New York (1996-1997); and Meyers Pollock Robbins in New York, New York (1996). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 14, 1996, and Series 7 (General Securities Representative Examination), which he obtained on October 1, 1996. He is a registered broker and investment adviser with 25 US states and territories.

According to his BrokerCheck report, he has received one pending customer complaint and two unsatisfied tax liens.

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